The Leaders Group

The Premier Broker-Dealer for BGAs

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Senior Client-focused Resource Page

FINRA Resources

Securities Helpline for Seniors

(844) 574-3577

Mon-Fri, 9am – 5pm (ET)

FINRA BrokerCheck

Allows anyone to view any firm or agent’s BrokerCheck for free

  • This video would be a good way to introduce a senior client to BrokerCheck
  • Glossary of terms used in a BrokerCheck
  • BrokerCheck FAQ

Fighting Fraud 101

A guide you can download to learn more about identifying scammers.

NOTE: There are more concise guides below that you don’t have to download to view.

Guide to checking out a seller and investment:

It also includes troubleshooting tips on looking up a person in BrokerCheck.

 Scam Meter Tool

A quick and easy to use tool to help identify a potential scam.

Elder Financial Abuse Prevention Toolkit

This toolkit provides awareness and education tools that address issues relating to elder financial abuse.

 

Want more? Visit: Advisor-focused resources

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