Mon-Fri, 9am – 5pm (ET)
Allows anyone to view any firm or agent’s BrokerCheck for free
- This video would be a good way to introduce a senior client to BrokerCheck
- Glossary of terms used in a BrokerCheck
- BrokerCheck FAQ
A guide you can download to learn more about identifying scammers.
NOTE: There are more concise guides below that you don’t have to download to view.
It also includes troubleshooting tips on looking up a person in BrokerCheck.
A quick and easy to use tool to help identify a potential scam.
This toolkit provides awareness and education tools that address issues relating to elder financial abuse.