Compliance Advisory Principal
Heather joined The Leaders Group in 2014. Since joining The Leaders Group she has obtained her Colorado Life and Health license, as well as FINRA registrations 6, 7, 26, and 66. She began as a Commissions Analyst and joined the Compliance Team in 2015. During her time on the Compliance Team she has learned most of the many different aspects of the requirements to maintain a compliant business. Over the years she has learned and assisted in various parts of the company including contracting and product management. She’s a member of our Products team where she assists in the review and approval of new products. She currently oversees our TLG Advisors section of our Compliance Team, assisting in the various requirements of our investment advisory business. Heather is a Colorado native and outside of work enjoys reading, collecting vintage books, or spending time outdoors with family, friends and their many pets. She received her Bachelor’s Management from Metropolitan State University of Denver. She was a member of the National Society of Leadership and Success and received the National Engaged Leader Award.