Registered Representatives of The Leaders Group are only allowed to produce statements generated from DST Vision Pro. DST Vision supplies statements that are un-editable, direct feeds from fund companies and variable annuities. Registered Representatives are required to send any reports that are distributed to customers to their archived email address for record retention, or keep them in the customer’s le. Customers may be given access to eMoney as part of an advisory program, but it must be fully explained that these assets are not held by the rm, and where the valuations are obtained.
Account summaries may be used, but the attached company template must be used, and copies emailed to firstname.lastname@example.org . Customers that use these summaries should be encouraged to reference source documents, such as account statements, as they contain important notices from the product sponsor.
Please download the form (excel format) by clicking the following link: