As a registered representative of The Leaders Group, with an active FINRA Series 6 or Series 7 license, you will have access to a wide variety of products to best serve your clients. Please tell us more about your business mix, and we can determine if we are a fit for you.
The Leaders Group has dedicated expertise and resources you may tap into to enhance your business.
Whether you are coming from an institution, a captive agency system, or another independent broker-dealer, we have a competitive payout that will scale to your business as it grows. If you are engaged in fee-based business or have your own RIA, we are friendly to a variety of situations and business models.
We understand operating an independent business comes at a cost. Our affiliation costs are all-inclusive of several components designed to help your business. With several different structures from which to choose, we strive to make it easy.
Our LEADERSlink proprietary technology stack offers several components to help you efficiently monitor existing business, submit new business, and service client needs efficiently.
Each year, we invite our financial professionals to attend our annual conference where you will have the opportunity to network with your peers and meet our carrier and product partners, as well as the Leaders Group staff.
We strive to make this event valuable to you and your business. It is also where we complete the mandatory annual compliance meeting, per FINRA regulation.
At The Leaders Group, we are on the same side of the “football,” if you will. Many professional advisors are constantly wrestling with their broker-dealers. It is a theme I often hear among members of my industry groups. Working with The Leaders Group and its home-office staff is not a challenge. I can pick up the phone and speak with anybody at Leaders to get the help my office and I need. In the past, I have been associated with broker-dealers where there is a massive feeling of competitiveness among the advisors. At the Leaders Group, a feeling of family pervades throughout. In our profession, to maintain strong client relationships, advisors need backing from a strong team like The Leaders Group. Call us. We enjoy talking about our experience.
The answer at The Leaders Group is not “no and maybe we will reconsider,” the answer is, “we will investigate that and see if we can make it happen.” That is a nice breath of fresh air for a firm like ours, having dealt with restrictive broker-dealers in the past. A broker-dealer’s role should be to enable member firm growth as opposed to viewing member requests as a hassle or inconvenience. We could not be happier with The Leaders Group, and we look forward to working with them for many years to come.
The compliance department has been proactive to strategize with, which has been great. The Leaders Group is highly thoughtful in getting us to where we want to be as a firm. Compliance and the whole group make it easy. We can get things done in an expeditious manner.
Advisory services are offered through TLG Advisors, Inc., an SEC-registered investment advisory firm. As a financial advisor (IAR) with TLG Advisors, you will have access to a variety of different fee-based solutions for your customers.
TLG Advisors has five primary custodial relationships and several third-party asset management firms available including an in-house solution with Starlight Portfolios that can be custom branded for your business.
If you have an existing RIA relationship, or have your own, we won’t interfere.