If you’re a hybrid advisor in search of a friendly broker-dealer solution, we can help! Regardless of your existing relationships or RIA affiliation status, we always remain friendly. As an open-architecture firm, we can be your growth partner, streamline processes, and help you build off your existing foundation while leveraging our technology, expertise, and institutional relationships. Scroll to learn more.
Friendly to existing relationships
No quotas or minimums
Access to Products & Expertise
Multiple RIA Affiliation options
No Haircut on Outside RIA Assets
No solicitation of your clients
Competitive Compensation
Transparency
Business-Friendly Compliance
RIA Complement
Infrastructure & Support
Technology
Smooth transitions
Innovation & Improvement
Open to Feedback
As a registered representative of The Leaders Group, with an active FINRA Series 6 or Series 7 license, you will have access to a wide variety of products to best serve your clients. Please tell us more about your business mix, and we can determine if we are a fit for you.
Whether you are coming from an institution, a captive agency system, or another independent broker-dealer, we have a competitive payout that will scale to your business as it grows. If you are engaged in fee-based business or have your own RIA, we are friendly to a variety of situations and business models.
We understand operating an independent business comes at a cost. Our affiliation costs are all-inclusive of several components designed to help your business. With several different structures from which to choose, we strive to make it easy.
Our LEADERSlink proprietary technology stack offers several components to help you efficiently monitor existing business, submit new business, and service client needs efficiently.
We are happy you stopped by! If you’d like someone to reach out to you, please complete the adjacent form. Please know:
If you’d like to contact us directly, you can reach Nate Clement at his office phone: 860-734-1608 or cell phone: 518-369-6323.